Risk Management and Effective Compliance Monitoring

Practical course exploring the importance of robust compliance functions in organizations, covering risk mitigation, regulatory compliance, and essential skills for compliance officers.

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Program type

Delivery method






Technical | Hard skill

Onsite Certificate Course


2 Days

Kuala Lumpur

Eean up to 8 CPD points per day

GOFLEX EVENTS programs are fully aligned with Human Resource Development Corporation Malaysia guidelines and requirements.



Attend this practical course to obtain a deep understanding of and appreciation for the necessity of a strong and well-equipped compliance function within an organization. Through this course, you will also examine the role of the compliance function as a risk mitigator, the various methods and approaches to compliance with regulatory requirements, establishment of a well-functioning compliance department, and the skills required to succeed as a compliance officer.

Through intense analysis of specific cases concerning insider trading, compliance and ethical lapses, money laundering, rule violations both inadvertent and purposeful, you will gain key insights to help reduce the risk of regulatory and compliance problems and to foster a culture of compliance within their own firms.


Attending the workshop on "Risk Management and Effective Compliance Monitoring" offers numerous benefits. Gain valuable insights into identifying and mitigating potential risks, safeguarding your organization's reputation and financial stability. Learn practical strategies for compliance monitoring, ensuring adherence to legal and regulatory requirements. Acquire new skills to enhance decision-making and minimize operational vulnerabilities. Network with industry experts, exchange best practices, and stay updated with the latest trends. Enhance your risk management capabilities and position yourself as a valuable asset in today's competitive business landscape. Don't miss out on this opportunity to strengthen your risk management and compliance monitoring skills.

This comprehensive program offers participants the knowledge and skills necessary to successfully structure and manage a robust compliance function. They will gain insights into the immediate repercussions of an ineffective compliance program, including the profound negative impact on revenue, trust, and reputation. Additionally, the program delves into the swift and consequential influence of regulatory changes on organizational performance and financial outcomes. Participants will receive guidance on effectively preparing for rigorous regulatory scrutiny and examinations. The inclusion of multiple case studies will vividly illustrate global cultures of compliance and underscore the vital role played by strong compliance departments in ensuring organizational integrity.



In this program, participants will learn how to structure and manage an effective compliance function. They will understand the immediate consequences of an ineffective compliance program and the significant loss of revenue, trust, and reputation that can result from a weak compliance environment. The program will also cover the rapid impact of regulatory changes on organizations and their bottom line, and provide guidance on preparing for intense regulatory scrutiny and examinations. Multiple case studies will be presented to demonstrate global cultures of compliance and the importance of strong compliance departments.


You will Learn



This course has been specifically designed for the benefit of:



A professional team providing public and private sessions as well as networking platforms to promote your brand, market your name and support your career development and help you in your current role. We pave a great way to get a deeper understanding of the happenings within different departments in your company and within the industry as a whole, and it could even help you to secure new partnerships or get through word-of-mouth recommendations.

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What it's like to study with GOFLEX EVENTS

Tailored corporate courses designed and executed 




2 Days session

Fees & Entry


Tuition Fees - RM4'999.00

Upon successful completion of the course, you will receive an GOFLEX EVENTS certificate of competence. 

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